Follow the step by step instructions below to complete the account transfer form. If you need an ACATS Form, then please visit our Forms and Agreements page by clicking here.

  1. Fill out section 1. Information about your account with information about your tastyworks account.
    • Title of Your Account should include the name(s) of the account holder(s) and the account type.
    • Apex Clearing Account Number should include your tastyworks account number.
    • SSN/Tax ID should include the SSN or tax ID of the account owner.
  2. Fill out section 2. Information about the account you are transferring with information about your account at the other brokerage. If you are transferring from one of the larger, more well-known brokerage firms, you do not need to complete the “Address of Firm”, “City, State, ZIP”, or “Broker Clearing No” fields.
  3. Select the type of transfer. The most common types are:
    • “Brokerage Firm Transfer (Transfer all assets in kind)”, which will transfer all the assets in your account without liquidating positions.
    • “Liquidate all assets and Transfer as Cash”, which will do just that.
    • “Partial Transfer”, which will allow you to transfer individual positions.
  4. If you are transferring your whole account, you can skip section 4. If you are doing a partial transfer, indicate which positions you want to transfer.
  5. Sign in section 5. No Medallion Signature Guarantee is required.
  6. If you are transferring between identical account types with the same owner(s) on each account, you can skip section 6. If you are transferring between a joint account and an individual account, this section must be completed. Transfers between joint and individual accounts are only allowed if the individual account owner is also one of the joint account holders.